Upcoming FINRA Outage:

FINRA systems will be down Saturday, April 29th from 7:00 a.m. CST to 1:00 p.m. CST. During this time, Candidates will not be able to schedule, reschedule or cancel exam appointments.

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  • All Continuing Education Regulatory Element programs are available online. CE participants with an open Regulatory Element requirement must complete their session using the FINRA CE Online System®. If you have questions regarding the CE Online program, please review FINRA’s CE Online website for additional details.